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Ecological-Cultural Perspectives & Findings

 

Immigration from Mexico and Central America continues to alter the demographic landscape of the U.S. Schools have been especially affected by Latino immigration. This population of students poses particular challenges to U.S. schools. Yet, we know very little about these students and their parents. One area in need of investigation, and of particular interest to us, has been families' educational values, goals, beliefs, and aspirations related to children's learning and achievement. Some writers and researchers have argued that differences, or discontinuities, between the educational values and beliefs of Latinos and the values and beliefs needed for success in U.S. schools are responsible for these students' low levels of academic achievement. Other authors also cite discontinuities in values or beliefs between Latino families and schools, but interpret these discontinuities within a framework of cultural differences not deficiencies. Still others argue that Hispanic students and parents (as well as other groups historically victimized by discrimination) develop attitudes and values that are dysfunctional for optimal school achievement. These three perspectives, different as they are, have at least one thing in common: They attribute the difficulties Latino youngsters have in U.S. schools to discrepancies, or discontinuities, between family values and beliefs about schooling and the values and beliefs assumed to be important for school success in this country--high aspirations for educational attainment and a belief in the value of formal schooling for future success and well-being.

 But are the educational values and beliefs of Latino immigrant families entirely discordant with more mainstream U.S. values and beliefs, those presumably espoused by the schools and necessary for school success? We suspect not, and this skepticism provided a large part of the impetus for the program of research we will describe here. Despite differences in cultures and outlook, we have seen evidence of considerable commonality between values and beliefs of Latino immigrant parents and those of educators in our schools. Moreover, and despite clear attempts to maintain links with their native cultures, we have seen evidence of self-conscious attempts by immigrant parents to move away from the educational values espoused by their parents and provide greater educational opportunities for their children than they felt were provided to them. This complex portrait of commonalities and differences, continuities and discontinuities, is at the heart of our longitudinal study.

 

Cultural Models, Values, and Beliefs

 

One focus of our research program has been parents' cultural models of learning and their education-related values, beliefs, and actions (Goldenberg, 1987, 1988, 1989; Goldenberg, Reese, & Gallimore, 1992; Reese, Balzano, Gallimore, & Goldenberg, 1995). We have presumed that, like all cultural models (D'Andrade & Strauss, 1992), those that guide family management of children's learning and education represent a complex and interpenetrated set of assumptions and dispositions. Although they may be experienced by individuals as coherent and consistent, values and beliefs encoded in cultural models do not necessarily appear to others as internally consistent, nor consistently related to behavior (Strauss, 1992).

Similarly, endorsing and talking about a cultural model for children's learning and education does not always translate into parental actions that might be predicted by a superficial analysis.In this chapter, we detailed which beliefs encoded in our sample's cultural model of learning and education they act on and some reasons why they do not act on others. One significant implication of this analysis is its usefulness for program design, such as finding ways to improve home/school cooperation to promote student achievement. Knowing which beliefs in their model of child learning and education are linked to action provides a basis for designing programs that are more sensitively fitted to the family's culture and more likely to work effectively.

 Our studies have been guided by several questions about immigrant Latino parents' educational values and beliefs: To what extent do immigrant Latino parents value formal schooling for their children? What role do they see formal education playing in their children's future lives and well-being? To what extent is there discontinuity in values and beliefs that might work against children's academic achievement (for example, "low academic effort syndrome")? Alternatively, to what extent is there continuity, or commonality, between parents' education-related values and beliefs and values and beliefs that support school achievement? What other discontinuities might exist that can interfere with these children's school success?

 Two seemingly paradoxical themes weave their way through analyses carried out as part of the longitudinal study. One theme is discontinuity across generations and cultures; the other is continuity across generations and cultures.

In some important respects, the beliefs and attitudes of the families do differ from that of the schools the children attend. These differences are important. Differences in beliefs and attitudes and differences between how children are socialized at home and taught at school can interfere with students' school adaptation and performance (California State Department of Education, 1986; Delgado-Gaitan & Trueba, 1991; Jacob & Jordan,1987; Laosa, 1982). But in equally important respects, there can be common features across school and family cultures. These commonalities are perhaps just as important, since they offer potential avenues for cooperation and mutual benefit.

Similarly, the families represent important continuities with traditional features--including values and attitudes--of their natal cultures. But there are also important discontinuities, sometimes even self-conscious attempts to break with the past and with the values and attitudes of the older generation in the native country. Both continuity and discontinuity across generations are part of the process of cultural evolution, a complex dynamic that contributes to change and variability within cultures (Chibnik, 1981; Edgerton, 1992). These paradoxes--continuity and discontinuity across cultures and generations--will defy attempts to reach simplistic and reductionistic conclusions about parents' cultural models and the role they play in children's schooling and achievement.

Our motivation for studying the cultural models (values, beliefs, and actions) of the Latino parents had a more pragmatic aim, although we think the results are relevant to theory as well. We sought to discover whether beliefs and values underpinning family actions provide a foundation for productive school-home collaborations that could help students succeed in school. We believe such a foundation has been uncovered by more than a decade of longitudinal research with immigrant Latino families, at least in the elementary school years (although it might exist in high schools as well; Lucas, Henze, & Donato, 1990). In the case the of immigrant Latino families with whom we have been in contact, this foundation consists:

1. Latino immigrant families from Mexico and Central America express a deep and abiding belief in formal education as a means toward social and economic mobility and stability.

2. Immigrant Latino parents want to be involved in their children's schooling, and they express considerable satisfaction when teachers make efforts to involve them in children's academic development; the possibility of productive home-school collaboration for this population of students is therefore considerable.

3. Parents' views of what education--or in Spanish, educacin--comprises is much broader than formal schooling; it includes moral development and familial responsibility.

4. Although parents greatly value academic development in general and literacy development in particular, children in immigrant families from Mexico and Central America typically have relatively few experiences at home that promote text-based literacy development as it is defined in school.

Also a part of this foundation is the parents' conception of educacion, which emphasizes good and respectful behavior, and staying on the right path--being "well-educated"(bien educado) as well as well-schooled--, although it is of a different order. Teachers with whom we have worked often comment (sometimes disparagingly) that Latino parents appear more interested in their children's comportment than their cognitive achievement. Our interviews reveal that this might well be true, but one of the reasons is that parents see good and proper behavior as the basis for academic and cognitive advance. Thus parents' emphasis on comportment and the schools' (at least overt) emphasis on academic learning complement, rather than conflict with, each other.

In contrast, parents' de-emphasis of pre-school academic learning opportunities in the home (both because literacy is not a fundamental activity for most families' economic activities and because parents emphasize morals and comportment in their socialization practices) translates into a relative scarcity of text-based literacy experiences for these children before they begin school. This leads to a fundamental discontinuity between schools and immigrant Latino homes, since when children begin school, even kindergarten, one of the main items on the agenda is to begin promoting literacy skills. Although literacy is not absent--families write and receive letters; ads, printed matter, and environmental print are often present; parents and older siblings do read, particularly if they are in school--the relatively little emphasis on literacy, or "emergent literacy," during the preschool years put Latino youngsters at risk for underachievement. However, as soon as children begin school, and learning literacy becomes an important goal, we see parents playing a more active role in helping children academically, particularly if parents receive encouragement and assistance from children's teachers.

The Latino parents' cultural models or schemas related to schooling and achievement thus present a mixed picture. On the one hand, values and practices exist that are at least complementary and at best fully compatible (even congruent) with school values. On the other hand, there are clear differences. In much of the current literature, there is a tendency for observers to feature the differences as the principal issue and to take one of three positions: Some argue success in U.S. schools will come only as immigrant families leave behind their "different" values that were adaptive in more traditional, non-technological contexts and adopt those of the academic occupational model. Others argue that for these children to succeed, schools must accommodate to differences in values, learning styles, and children's home experiences. Yet others contend that differences in U.S. opportunity structures mean that Latinos and other disenfranchised groups will inevitably devalue formal schooling as an avenue for social and economic mobility.

Our findings suggest a different interpretation. To the extent that the cultural schema we have described have motivational force, that is, they function as goals and instigate action (D'Andrade, 1992), there are commonalities that the Latino families and the schools share, which provide avenues for home-school collaboration. We cannot generalize to other groups, but we hypothesize that significant commonalities exist between the schools and those for whom the schools have not worked well.

Our examples and analyses raise an intriguing possibility: Is accommodating to culturally different children mainly a matter of making fundamental changes in teaching, staffing, or curriculum? Or can we also accommodate to culturally different children by recognizing similarities and consistencies, as well as differences and discontinuities, across cultures? We suggest that cultural accommodation cuts both ways--making changes if needed but recognizing similarities when they exist. Ignoring one over the other is not in the best interest of children or families. As we confront the challenges posed by this most recent wave of immigrants to the United States, educators must be aware of discontinuities that must be skillfully and sensitively handled. But they must be equally sensitive to what the families, children, teachers, and administrators share.

 
Effect of school performance on parents' and children's educational expectations and aspirations
 

Questions: Do the patterns we have documented of increasing correlation between child's school adjustment and parental expectations continue? Do parents also begin adjusting their aspirations to reflect clear patterns of school adaptation so that aspirations become increasingly correlated with achievement? Do child expectations show the same pattern, suggesting that they too adjust their expectations and aspirations in response to achievement? Do the correlations with performance continue to increase over time?

Hypotheses: We expected that the answers are yes, particularly with respect to expectations. We hypothesized that as children proceed through school and begin to demonstrate clear patterns of achievement and interest, they and their parents would form clearer pictures of likely educational outcomes. We also thought it possible that aspirations would be affected, as parents and children seek to reduce the dissonance between what they hope will happen and what they think is likely.

Findings: At the beginning of kindergarten, there was no relationship between children's school performance (as measured by teacher ratings and test performance) and parents' aspirations and expectations. Parents aspirations continue, for the most part, to be unrelated to children's achievement throughout elementary school. However, by the end of first grade, teacher ratings of child performance were significantly correlated with parents' expectations the following fall (the beginning of second grade). This pattern is repeated in second, fourth, and fifth grades. In addition, in 4th grade, expectations are significantly associated with both math and reading test scores, and significantly correlated with math scores in 5Th grade.

Although children's achievement and parents' expectations are unrelated in kindergarten, over the course of the elementary grades parents' expectations become increasingly linked to how well children are doing in school. This association is in strong contrast to aspirations, which appear almost entirely independent of student achievement. Parents aspire to high levels of formal schooling, no matter how their children are doing academically. Parents expect more or less formal schooling, and this expectation is somehow related to how well their child is achieving (Goldenberg, Gallimore, Reese & Garnier, 1998, under review).

 

Effects of expectations/aspirations and their mediation by family routines and settings.

 

Questions: Given that child school performance influences parents' educational expectations and perhaps aspirations, do these expectations and aspirations then influence routines and settings in the home that are related to subsequent school performance? What are these routines and settings, and what are their effects?

Hypotheses: One assumption is that high expectations lead to routines, settings, and interactions that support good, or enhanced performance; lower expectations are assumed to lead to routines, settings, and interactions that further depress achievement. But we predicted the dynamics of expectancy effects are more complex, even paradoxical in some cases. We expected that activity settings in the home (e.g., whether adults talk with children about the future, whether they organize or supervise learning activities or other recreational time outside of school) will mediate expectations (and aspirations) and children's ongoing and subsequent school adaptation.

Findings: We did not uncover evidence of direct effects of reported expectations on home activities or vice versa (see Goldenberg, et al., 1998, under review).

 

The effects of socio-cultural factors on parents' and children's aspirations and expectations.

 

Questions: Aside from the child's school performance, what are the effects of other factors on parents' and children's assessments of children's future prospects? Specifically, what are the effects of older siblings, family economic resources, perceived dangers of the environment, the influence of peers, and their perceptions of discrimination and a job ceiling?

Hypotheses: We expected the school performance and experiences of older siblings to play an increasing role in affecting parental expectations. We predicted a correlation between parents' assessments of their child's peer group (i.e., the extent to which it constitutes a positive or negative influence) and parents' views of their child's future prospects. We expected to see, for example, in response to the perceived risks of drugs, gangs, and other influences, signs of lowered parental expectations, at least for some portion of our sample. In contrast, consistent with our current findings, we did not expect to see perceptions of discrimination and job ceiling influencing aspirations and expectations.

Findings: Since parents indicated substantial variability in length of US residence (for 81 mothers, mean years = 9.9; s.d.=5.4; range=1-27; for 77 fathers, mean years=11.7; s.d.=5.1; range=1-21), we could test the hypotheses that the longer they had been in this country, the lower their aspirations and expectations for children's educational attainment would be and the less likely would they be to consider formal schooling a viable means of social and economic mobility. We found no evidence to support either proposition at any grade level-from pre-kindergarten to grade 6--between years in the U.S. and expectations for the larger N of 81. Using only those cases that stated an expectation, we also found no correlation between expectations and years in the U.S. In addition, there was no correlation between parents' educational aspirations and the average number of mothers' and fathers' years in U.S.

The direct assessment of recent discrimination experiences obtained in the Spring of the child's fifth grade year (Ecocultural Family Interview carried out in Year 1 of the current study cycle) indicated only eight percent of parents reporting discrimination was a significant factor affecting the family or children. Ninety-two per cent of responses indicated discrimination was not a dominant theme nor that their children's experiencing discrimination was a major concern (20% of responses indicated 'moderate' concerns regarding discrimination, and 72% of responses were rated as 'low' in experiences with or concern regarding discrimination). Parent reports of discrimination were unrelated to years in the U.S. (r = -.11) or years parents' were educated in U.S. schools (r = .04 and r = .01 for mothers and fathers respectively). Nor were reports of discrimination related to parent expectations.

Formal education, for both occupational advancement and personal growth, receives such uniform endorsement among families in our sample that we have identified it as a cultural schema (the estudios schema) or model of how the world is perceived to work (Reese et al., 1995). Regardless of years in the US, parents see a strong positive value to formal schooling, and they want their children to get as much of it as possible. This appears to explain their high, consistent, and certain aspirations throughout children's elementary years.

Rather than producing a direct effect on the lowering or raising of parental expectations, ecocultural factors such as job instability and gang influences contribute to the reluctance of some parents to state an expected level of achievement for their child. Although an extremely small number of parents responded "no s"' ("I don't know") to the aspirations question, more parents (from 6% to 26% over the years) gave this answer when asked to state an expectation for their children's eventual school attainment. High aspirations-parents' hopes and dreams for how well their children will do in school and in life-were often accompanied by the belief that, whatever one may desire for one's child, the children themselves ultimately make the choice about the road their lives will take. Parents reported that this child choice included decisions about peer group association, boyfriends or girlfriends, and academic motivation.

 

Mediation of effects by family routines and settings.

 

Questions: What will be the effects of the ecocultural factors identified in on family routines and activity settings? How will these routines and settings influence students' school adaptation and parents' and students' expectations and aspirations for future achievement?

Hypotheses: We expected that the ecocultural factors identified in 2a will influence activity settings and routines in the home. These, in turn, would influence students' subsequent achievement and their and their parents' expectations and aspirations.

Findings: A major factor influencing the choice of parent strategies and activities has been found over the years to be the dangerous neighborhood environments in which families live and educate their children. Families are confronted with very real dangers in the form of gang activity, gunfire, and drug sales in their immediate neighborhoods. In addition, the cultural schema of 'la calle' --the street-reinforces the idea that the street and neighborhood are inherently dangerous, while the educacin' schema fosters respect for and obedience to parents. So it is not surprising that a common response among our parents is that of closely monitoring their children's friendships in order to protect children from gangs and malas amistades (bad friendships).

The parental strategy of tight monitoring and restriction can be considered a reasonable response to a dangerous environment, and most of the students whose parents exercise tight control seemed to understand why they do it and go along with the parents' decisions. We have identified three groups: restrictive parents, restrictive/co-constructor, and permissive parents (Reese, Kroesen, & Gallimore, 1998, in press). The "restrictive" parents are very restrictive in terms of friendships and activities, keeping their children close to home and either not allowing or not encouraging them to participate in extra-curricular activities. The "restrictive" parents see their tight discipline as the means of keeping their children away from bad influences of peers and concentrating on their studies. However, these children are not among the higher achievers in our sample. They attend school regularly, do their homework, participate in chores and family activities, but they are not doing particularly well in class. These students, most of whom are girls, have not lost interest in school and follow through with homework and assignments, but their grades and class performance do not appear to be strong enough to carry them beyond high school.

By way of contrast, the more successful children in our sample tend to be the ones whose parents are restrictive but co-construct with their children alternatives settings in which they can participate. These co-constructor parents still closely monitor children's' activities, and are restrictive to some extent. However, children in these families make choices in concert with their parents that express both of child agency and parents desire to monitor their children. Parents often participate in the activities of their children, such as coaching a son's soccer team or attending a band concert. The more successful children also report spending more time on homework and on school projects.

The permissive group (all boys at this point) go out with friends with or without parent permission. Mothers allow, or fail to deny, them greater geographical freedom than the other children experience, and they go alone or with friends to the mall, to the arcade, out bike riding, or fishing. Their parents are not ideologically permissive; they express the same values that other parents in the study express about obedience, respect, and the need for schooling. Yet in practice they are less skilled at helping their children structure their choices. At this point in our study this "permissive" group of parents consists of boys whose fathers are absent, or usually absent. In part because of this absence, their mothers often feel that they cannot control the boys' behavior. On an "agency scale" these boys would be rated high; however, since they are only very loosely monitored by their parents, they tend to make choices that are detrimental to school achievement. They sometimes do their homework, but often they choose not to. They tend to choose to participate at a very minimal level in class as well, completing little classwork in the allotted time and not participating in discussions. At this time these boys are not delinquent. We have detected no illicit activities and virtually no overt hostility to authority. They are simply not engaged in school.

Gender Differences. These findings regarding parenting styles indicate that Latino immigrant parents tend to structure activities for their adolescent boys and girls differently. Thus, we would expect to find gender differences for Latino youth in terms of factors associated with underachievement and unfavorable outcomes, with some factors being more predictive of lower performance for boys and other factors for girls. Gender differences emerged quite clearly in the analysis of parenting styles. Seven of the nine girls (78 per cent) were classified in the restrictive group, compared to four of 12 boys. If we combine the 3 boys in the permissive group with the five boys in the co-constructive groups, 8 of the 12 boys (67 percent) were in homes characterized by the least restrictive parenting patterns we observed. By comparison, 78 and 22 percent of the girls, respectively, were classified in the most and least restricted patterns.

We analyzed gender differences using a sample of students (n= 81) for whom complete test score and teacher ratings were available. Performance data were missing for some students at some grade levels because the children changed schools and data were not obtained for various reasons. Girls (n=36) outperformed boys (n= 45) on standardized tests of both reading and math throughout elementary school. These differences were significant for reading in grade 2 (p<.05) and in grade 5 (p<.05), and for math in grade 4 (p<.05) and grade 5 (p<.01). By grade 5, means for girls and boys in reading were 40 and 25.8 respectively, and in math were 53.2 and 39.4 respectively. Teachers also rated girls higher than boys throughout elementary school, with the exception of grade 4, when ratings were equivalent. Differences were significant at entrance to kindergarten, in grades 1, 2 and 5.

 

The Stability and Predictive Value of Protective/Risk Factors for School Adaptation, Achievement, and Persistence.

 

Questions: All of the following factors emerged and showed suggestive or documented association with student success in school: multiple uses of literacy, home literacy experiences of children, familiarity of family members with the university system, father involvement in literacy at work and home, parent-child discussions of the future, the presence of successful older siblings in the family ; participation in church activities, and commitment to/implementation of educacin values. Do these factors continue to function as protective?

Another potential protective factor is early literacy development, i.e. level of reading achievement in early grades. Are the children who did well in reading early on and who had higher initial ratings on home literacy environment the same ones who continue to do well at the end of elementary school (5Th grade) and the end of middle school (8Th grade)?

Hypotheses: We predicted that a variety of protective factors would be associated with differential school achievement and adaptation, and that some factors would arise and fade depending on the age of the child. We predicted that students who learn to read in grades kindergarten through 4 would continue to have an advantage in middle-school adaptation and would be more likely to make it into high-school.

Findings: The continuing correlation of initial literacy development, as measured by a variety of individually administered assessments of early literacy at the beginning of kindergarten and before formal literacy instruction at school, with reading achievement is one of the most robust correlations of the current study. Correlations of .34 (p<.002) in grade 1 rise to .4 (p<.003) by the end of grade 5 and .47 (p<.0001) by the end of grade 7. This illustrates the tremendous importance and protective value of home literacy environments and practices in the years before the child enters school. Similarly, some familiarity with English upon entering kindergarten (as measured by the Bilingual Syntax Measure) also predicts reading achievement in grade 5 (.63, p<.0001) and somewhat less so in grade 7 (.49, p<.0001).


In analyses carried out during the students' first grade year, fathers' job-required literacy was the only ecocultural feature which correlated significantly with test scores; parent education, occupational status, and parents' length of time in the U.S. were not significantly correlated
with performance (Gallimore, Reese, Balzano, Benson & Goldenberg, 1991). Further analyses indicated that the fieldworkers' rating of "general home literacy environment" was highly correlated with both job-related father literacy (.67, p<.0001) and father's education (.63, p<.0006). In turn, the home literacy environment was correlated with individually administered measures of early literacy (POSTFACT) at the end of kindergarten (.45, p<.01) and also with teacher ratings of student academic performance at the end of kindergarten (.53, p<.01) (Gallimore et al., 1991). In addition, children's early literacy performance (as measured when they entered kindergarten on PREFACT) continues to show robust correlations with performance through middle school with reading national percentile scores (.47, p<0001) and with math percentile scores (.31, p<.01). However, parent reports of help with homework have not been found to be correlated with achievement.

 

The Dynamics of Protective Factors & Emergence of New Risks and Protective Factors in Middle-childhood

 

Questions: How is it some families implement their educacion values and others do not? What proactive steps do families take to implement these values? What proactivity or family accommodations are reported by the families to specifically or partly deal with the threats of the urban environment such as gangs, drugs, violence, pressures that take away from attention to school work, etc. Do the accommodations reports correlate with student achievement and/or school adaptation? Do the values stressed by the families and associated with success change in response to the increased stress and perceived problematic nature of the middle school environment?

Hypothesis: We expected to find that some parents proactively shape some of the experiences of their children in ways that accommodate both ecological presses and their cultural values.

Findings: As described above, variability in performance is associated with variations in parenting styles and patterns of youth agency, with higher achieving students engaging in a variety of activities in which they had the opportunity to exercise choice and agency under the guidance or with the participation of their parents. Students whose activities and friendships were more strictly restricted, in response to the dangers of the high-crime neighborhoods in which they live, were not observed to do as well in school.

We also addressed the question of why some families are observed to engage in the co-construction of activities which support academic success and others are less likely or able to do so. Our findings suggest several factors that appear to be at work. In some families, although they endorse traditional values (Reese, et al., 1995a), parents are unable to exercise the degree of control over their children's activities sufficient to implement their values. The families for whom this is true in our sample are those in which fathers are absent and/or heavy users of alcohol and mothers are unsupported in their efforts to guide their adolescent sons. In addition, parental strategies are related to the gender of the child, with girls tending to receive stricter limitations on their activities and friendships than boys do.

Lastly, we have observed that families' strategies appear to be linked with the parents' level of education: families in the "co-construction" category have higher levels of mother's schooling than those in the "restrictive" category, who in turn have higher levels than those in the "permissive" category. In the co-construction category, 86% of the parents had finished secundaria (grade 9 in Latin America) or high school, while in the restrictive category 64% of the parents had finished primaria (grade 6) or less. Although for our longitudinal sample parental level of schooling is not directly correlated with children's achievement (due to the restricted range of the education), parents' educational background may exercise its effects indirectly through construction of activities in the daily routine.

 

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